Our attorneys offer enforcement and litigation services addressing every aspect of securities-related litigation. We have successfully defended businesses and their officers, directors, and professionals in a wide range of industries, including financial services, health care, information technology, oil and gas, manufacturing, retail, accounting, and auditing.
We defend clients before the U.S. Department of Justice (DOJ), the U.S. Securities and Exchange Commission (SEC), the Public Company Accounting Oversight Board (PCAOB), the Financial Industry Regulatory Authority (FINRA), the Federal Trade Commission (FTC), and other federal and state securities and financial regulators. Our attorneys also represent clients in regulatory enforcement investigations and trials, including joint DOJ-SEC cases, cases involving the European Union (EU), and other international financial regulatory matters. We are well versed in the regulations, policies, and processes of these agencies and offer our clients the experience and judgment needed to secure successful outcomes in matters before them.
We also conduct internal investigations and evaluate possible claims and defenses for our clients. We regularly counsel clients to develop, implement, and administer internal compliance programs designed to prevent potential violations. We have helped dozens of clients improve or establish appropriate internal compliance programs to address clients’ specific risks and needs.
Our team includes former federal prosecutors, SEC enforcement attorneys, and experienced trial lawyers who have conducted numerous investigations, trials, and arbitrations throughout the United States and internationally, as well as former in-house attorneys and compliance specialists.