Securities Enforcement and Litigation

Arnall Golden Gregory’s Securities Enforcement and Litigation team offers enforcement and litigation services that address all aspects of securities-related disputes. Our team includes former federal prosecutors, SEC enforcement attorneys, and seasoned trial lawyers who have conducted dozens of investigations, trials, and arbitrations all over the United States and internationally.

AGG attorneys have defended clients before the U.S. Department of Justice (DOJ), U.S. Securities and Exchange Commission (SEC), the Public Company Accounting Oversight Board (PCAOB), the Financial Industry Regulatory Authority (FINRA), and other federal and state securities and financial regulators. Our attorneys have also represented clients in regulatory enforcement investigations and trials, including in joint DOJ-SEC cases, and E.U. or other international financial regulatory matters. We are well versed in the regulations, policies, and processes of these agencies and offer our clients the experience and judgment needed to secure successful outcomes in matters before them.

Our attorneys have extensive experience litigating securities cases. We have successfully defended businesses and their officers, directors, and professionals in a wide variety of industries, including financial services, health care, information technology, oil and gas, manufacturing, retail, accounting and auditing, and others. AGG attorneys have also conducted internal investigations and evaluated possible claims under state and federal securities laws for our clients. We regularly counsel clients to develop, implement, and administer internal compliance programs designed to prevent potential violations.

In today’s climate of aggressive government investigation and prosecution of alleged business misconduct, Arnall Golden Gregory is known for our ability to counsel and defend clients in complex criminal, civil, and administrative investigations and enforcement proceedings anywhere in the world. Our experienced team has the resources to provide informed and insightful answers and effective defenses that are designed to avoid or minimize legal exposure.