SEC Gives Small Companies Access to Form S-3

Also, Electronic Filing of Form D To Become Mandatory The SEC has approved signifi cant changes this week that will give smaller companies faster and easier access to capital when they need it or market conditions are favorable. Specifi cally, the Commission adopted amendments to the eligibility requirements of Form S-3 of the Securities Act to allow companies that do not meet the current $75 million public fl oat requirement of the form to nevertheless obtain the advantages of shelf registration, subject to the following restrictions:

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